CV Holdings, Inc.

IMPORTANT NOTICE REGARDING TRANSFER AND OWNERSHIP RESTRICTIONS

Current and potential investors in the common stock of CV Holdings, Inc (the “Corporation”) are advised that the Corporation’s charter (the “Charter”) restricts beneficial ownership and constructive ownership and transfer of the Corporation’s common stock for the purpose, among others, of the Corporation's maintenance of its ability to utilize the net operating loss carryovers, capital loss carryovers, general business credit carryovers, alternative minimum tax credit carryovers and foreign tax credit carryovers, as well as any “net unrealized built-in loss” within the meaning of section 382 of the Internal Revenue Code, of the Corporation or any direct or indirect subsidiary thereof (“tax benefits”).

Among other restrictions, the Charter provides that no person may beneficially own or constructively own shares of the Corporation's common stock in excess of 4.9 percent (by value or by number of shares, whichever is more restrictive) of the outstanding shares of common stock of the Corporation or such other percentage determined by the board of directors unless such person is an excepted holder (in which case the excepted holder limit for such excepted holder shall be applicable). AT PRESENT THIS LIMITATION IS 3,156,275 SHARES.

Any person who beneficially owns or constructively owns or attempts to beneficially own or constructively own shares of common stock which causes or will cause a person to beneficially own or constructively own shares of common stock in excess or in violation of the above limitation must immediately notify the Corporation, or in the case of such a proposed or attempted transaction, give at least fifteen (15) days prior written notice, and shall provide to the Corporation such other information as the Corporation may request in order to determine the effect, if any, of such transfer on the Corporation’s ability to utilize its tax benefits.

If the restrictions on transfer or ownership are violated, the shares of common stock in excess or in violation of the above limitation (or any of the other ownership and transfer limitations set out in the Charter) will be automatically transferred to a trustee of a trust for the benefit of one or more charitable beneficiaries effective as of the close of business on the business day prior to the date of such transfer (or other event). In addition, the Corporation may redeem shares upon the terms and conditions specified by the board of directors in its sole discretion, refuse to give effect to such transfer on the books of the Corporation or institute proceedings to enjoin such transfer or other event if the board of directors determines that ownership or a transfer or other event may violate the restrictions described above. Furthermore, if the ownership restrictions above would be violated or upon the occurrence of certain events, attempted transfers in violation of the restrictions described above may be void ab initio.

A copy of the Charter, as the same may be amended from time to time, including the restrictions on transfer and ownership, will be furnished to each holder of capital stock of the Corporation on request and without charge. Requests for such a copy may be directed to the secretary of the Corporation at its principal office.

Dated as of October 6th, 2021

CV Holdings, Inc. announces the acquisition of Centra Leasing, Inc. and formation of CV Capital Funding, LLC

November 28, 2016

CV Holdings, Inc. announces the acquisition of Centra Leasing, Inc. and formation of CV Capital Funding, LLC CV Holdings, Inc. announces the (i) acquisition of Centra Leasing, Inc., through its newly-formed subsidiary, Centra Funding, LLC (“Centra”) to enter the “small ticket” equipment finance business and (ii) formation of its new commercial real estate bridge lending Read More

CV Holdings, Inc. Update and Financial Statements For Year Ended December 31, 2015

April 25, 2016

NEWPORT BEACH, Calif., April 25, 2016 /PRNewswire/ -- CV Holdings, Inc. (Other OTC: CVHL) (the "Company") today reported a net loss for the year ended December 31, 2015 of $(2,123,270) or $(0.05) per common share with a weighted average of 44,029,555 common shares issued and outstanding during 2015. Taking into account the December 31, 2015 balance of 48,704,098 common shares issued and outstanding and 14,137,095 warrants and stock options outstanding, the net loss was $(0.04) per diluted common share with 62,841,193 common shares outstanding on a fully diluted basis. The foregoing numbers do not include 22,788 shares of issued and outstanding redeemable preferred stock of the Company, none of which are convertible into shares of the Company's common stock. Read More

CV Holdings, Inc. announces the completion of the first securitization of non-performing loans (NPLs) by its NPL joint venture WestVue NPL Ventures LLC.

November 9, 2015

CV Holdings, Inc. announces the completion of the first securitization of non-performing loans (NPLs) by its NPL joint venture WestVue NPL Ventures LLC. NEWPORT BEACH, Calif., Nov. 9, 2015 /PRNewswire/ — CV Holdings, Inc. (Other OTC: CVHL) today reported that on November 6, 2015 its joint venture, WestVue NPL Ventures LLC, completed its first securitization Read More

CV Holdings, Inc. Announces Strategic Corporate Equity Investment by Tricadia Capital Management

June 30, 2015

FOR IMMEDIATE RELEASE FOR FURTHER INFORMATION AT CV HOLDINGS, INC: Rick Koenigsberger or Ken Witkin rkoenigsberger@cvhldgs.com or kwitkin@cvhldgs.com Press Release CV Holdings, Inc. Announces Strategic Corporate Equity Investment by Tricadia Capital Management Newport Beach, CA. June 30, 2015 /PRNewswire/ — CV Holdings, Inc. (Other OTC: CVHL) today reported that it has entered into a Securities Read More

CV Holdings, Inc. Update and Financial Statements For Year Ended December 31, 2014.

March 30, 2015

FOR IMMEDIATE RELEASE  FOR FURTHER INFORMATION AT CV HOLDINGS, INC:  Rick Koenigsberger or Ken Witkin rkoenigsberger@cvhldgs.com or kwitkin@cvhldgs.com  Press Release  CV Holdings, Inc. Update and Financial Statements For Year Ended December 31, 2014.  Newport Beach, CA /PRNewswire/ — CV Holdings, Inc. (Other OTC: CVHL) (the “Company”) today reported a net loss for the year ended December Read More

CV Holdings, Inc. Announces NPL Portfolio Acquisition JV and Preferred Equity Investment with Real Estate Private Equity Firm

October 13, 2014

Newport Beach, CA. October 13, 2014 /PRNewswire/ -- CV Holdings, Inc. (Other OTC: CVHL) today reported that it has entered into a joint venture (“JV”) with a prominent real estate private equity firm (the “Investor”), pursuant to which the JV will manage an initial $50MM of capital for the purpose of acquiring portfolios of non performing residential loans (NPLs), which have been the core business of the Company. The JV is a non-discretionary commitment to be funded on a deal by deal basis as NPL transactions are acquired. Read More

CV Holdings, Inc. Update and Financial Statements For Year Ended December 31, 2013

June 5, 2014

Newport Beach, CA. June 5, 2014 /PRNewswire/ -- CV Holdings, Inc. (Other OTC: CVHL) today reported a net loss for the year ended December 31, 2013 of $(2,377,503), or $(0.07) per common share with a weighted average of 35,307,022 common shares issued and outstanding during 12/31/2013. Taking into account the 12/31/2013 balance of 39,294,748 common shares issued and outstanding and 6,538,368 warrants and stock options outstanding, the net loss was $(0.05) per diluted common share. The loss for the year ended December 31, 2013 primarily resulted from expenses associated with the August 2013 acquisition of ClearVue Management. Read More